We Have Any Plan You Need

Quality Control Plan

Red Flag Identity Theft Plan

Safeguarding Information (GLB)

Federal Compliance

Anti-Predatory Lending

Lending Operations

Credit Policy

Origination

Fair Lending

Processing

Underwriting

Lending Policies

Closing/Funding

Human Resources

Branch Operations

Physical Operations

Disaster Recovery

Wholesale

Broker Approval/Channel

Loan Servicing

Secondary Marketing

Loss Mitigation

Commercial Lending

Construction Lending

Business Plan

Compliance Module Includes:

• Quality Control Plan (Correspondent or Mortgagee) - FHA

• Quality Control Plan (Broker or Lender) - FNMA/FHLMC

• State Audit/Examination Preparation Plan

• Complaint Resolution Plan

• Federal Regulatory Compliance Guidelines (RESPA/TIL/ECOA/GLB)

• Fraud Detection Plan

Customized in 24 Hours - Complete Post-Closing and Compliance Process

• Quality Control Plan Includes

  • Applies to Conventional, FHA, FNMA, FHLMC, USDA standards

  • Random/Audit Selection Process

  • Detailed Audit Procedures 

  • Policy for Discovery

  • Training Resources

• Warehouse Bank

• Includes:

  • Review Forms and Checklists

  • Request Letters, Report Forms

• State Compliance Audit Preparation Process

• Federal Regulatory Compliance Guidelines (RESPA, TIL, ECOA, etc.)

• Predatory Lending, Ethics and Fraud Policy

• Complaint Resolution Policy

• Branch Licensing Policy

• SARS (Suspicious Activity Reporting) Process

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If you are applying to FHA for mortgagee approval, the plan will be customized to your firm including personnel, logo, biographical information and vendors. 

We lay out a step-by-step quality control audit process that is easy to follow as laid out.  The business owner can decide month to month whether to maintain the function internally, or outsource to a 3rd party provider.  We provide all forms required to execute the function in soft form for further optional customization. 

Take advantage of our submission service to expedite your approval.